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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc | St. Louis | MO | 07/2014 | 09/2017 |
| Td Bank | St. Louis | MO | 09/2017 | 01/2018 |
| Td Ameritrade | St. Louis | MO | 01/2018 | 06/2024 |
| Charles Schwab & Co., Inc. | Omaha | NE | 01/2023 | Present |
| Charles Schwab Bank, Ssb | Omaha | NE | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-29 |
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