Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Charlotte | NC | 04/2021 | 11/2021 |
| Linden Thomas | Charlotte | NC | 03/2021 | 04/2021 |
| Vangaurd Group | Charlotte | NC | 11/2016 | 02/2021 |
| Usaa | Tampa | FL | 11/2014 | 11/2016 |
| John Garwood | Charlotte | NC | 11/2021 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 01/2022 | 05/2025 |
| Thomas Brown | Charlotte | NC | 01/2022 | 05/2025 |
| John Mclaughlin | Charlotte | NC | 01/2022 | 05/2025 |
| Robert Dayton | Charlotte | NC | 01/2022 | 05/2025 |
| John Garwood | Charlotte | NC | 01/2022 | 05/2025 |
| Robert Dayton | Charlotte | NC | 11/2021 | 01/2022 |
| Thomas Brown | Charlotte | NC | 11/2021 | 01/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | NC | 02/2022 | 05/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-21 |
Reach out to this advisor