Best Investors Account Sign in

Serena Song Betournay

Charles Schwab & Co., Inc.

Lone Tree, CO

Phoenix, AZ

CRD 6356226

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-09-12
  • CO RA
    APPROVED
    Since 2018-09-12

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Financial Sandy UT 06/2014 05/2017
Jp Morgan Chase Bank Austin TX 07/2017 08/2017
Jp Morgan Securities Llc Austin TX 07/2017 08/2017
Unemployed Denver CO 01/2018 03/2018
Charles Schwab & Co., Inc. Lone Tree CO 05/2018 Present
Apple Inc. Austin TX 08/2017 01/2018
  • 06/2014 → 05/2017
    E*Trade Financial
    Sandy, UT
  • 07/2017 → 08/2017
    Jp Morgan Chase Bank
    Austin, TX
  • 07/2017 → 08/2017
    Jp Morgan Securities Llc
    Austin, TX
  • 01/2018 → 03/2018
    Unemployed
    Denver, CO
  • 05/2018 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2017 → 01/2018
    Apple Inc.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-12
S63 Uniform Securities Agent State Law Examination 2014-10-02
  • S66 Uniform Combined State Law Examination
    2018-09-12
  • S63 Uniform Securities Agent State Law Examination
    2014-10-02
Other Names
  • Serena Song
  • Na Song

View on SEC IAPD

More in Lone Tree, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor