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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
IL RA APP_PEND_IARCE 2026-01-01
MD RA APP_PEND_IARCE 2026-01-01
MI RA APP_PEND_IARCE 2026-01-01
NJ RA APP_PEND_IARCE 2026-01-01
SC RA APP_PEND_IARCE 2026-01-01
VT RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-04-16
OH RA APPROVED 2019-03-26
CT RA APPROVED 2019-01-03
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • VT RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-04-16
  • OH RA
    APPROVED
    Since 2019-03-26
  • CT RA
    APPROVED
    Since 2019-01-03

Branch Locations

2111 Rt 34 South Suite 100, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Wall NJ 01/2014 Present
Park Avenue Securities Llc Wall NJ 06/2014 02/2017
Park Avenue Securities Wall NJ 02/2018 Present
  • 01/2014 → Present
    Guardian Life Insurance Company
    Wall, NJ
  • 06/2014 → 02/2017
    Wall, NJ
  • 02/2018 → Present
    Park Avenue Securities
    Wall, NJ
Other Businesses

1. Holy Name Society-St Leo The Great Church-Vice President responsible for membership and planning programs and activities, Start: 08/01/2019, Address: 50 Hurley's Lane Lincroft, NJ 97738, 1 non bus hr per month, Not investment related, 2. NAMI National Alliance For Mental Illness-Presenter How to cope with various types of mental illness, how and where to get support, what to expect during your illness, etc,. Start: 06/01/2019, Address: 1562 ROUTE 130 NORTH BRUNSWICK, NEW JERSEY 08902, 2 non bus hrs per month, Not investment related, 3) Red Bank NJ Elks Loyal Knight-Officer, Start: 05/01/2022, Address: 40 West Front St Red Bank NJ 07701, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-04
  • S66 Uniform Combined State Law Examination
    2018-12-04
Other Names
  • Thomas John Dogas
  • Thomas J Dogas

View on SEC IAPD

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