Emily Belle Sims

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 07/2020
  Townsend Commercial Real Estate
  Hayward, CA
• 06/2014 → 09/2016
  City Of San Mateo Parks And Recreation
  San Mateo, CA
• 06/2018 → 07/2019
  Fast Signs
  San Mateo, CA
• 07/2019 → 07/2021
  Waddell And Reed
  San Mateo, CA
• 07/2020 → 07/2021
  Amy Cook
  San Mateo, CA
• 03/2021 → 07/2021
  Emma Sims - Notary
  San Mateo, CA
• 07/2021 → Present
  Lpl Financial Llc
  San Mateo, CA

Previous Registrations

• 2020-09-24 → 2021-07-21
  Waddell & Reed
  Seattle, WA
  San Mateo, CA

Other Businesses

1) 08/31/2021 - Maven Lane Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 08/31/2021 - Notary - Inv Rel - State of CA - Start: 01/2021 3) 06/26/2023 - Etsy Shop - Not Investment Related - Home Based - Business Owner - Owner - Start Date 06/10/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading 4) 07/07/2023 - Emily Sims DBA Emily Sims - Not Investment Related - Home Based - Business Owner - Freelance Design - Start Date 07/10/2023 - 10 Hours Per Month/ 0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2020-09-21

Other Names

• Emily Belle Sims
• Emma Belle Sims
• Emily Sims