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Andrew James Farinelli

Wavvest Wealth

Chicago, IL

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Current Employers
Wavvest Wealth

24 East Washington St., Suite 875, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-20
  • IL RA
    APPROVED
    Since 2026-08-20

Branch Locations

24 East Washington St., Suite 875, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcadam Llc Chicago IL 10/2014 01/2021
Purshe Kaplan Sterling Investments Albany NY 10/2014 12/2020
Embree Financial Group Chicago IL 01/2021 08/2026
Wavvest Wealth Llc Chicago IL 08/2026 Present
  • 10/2014 → 01/2021
    Chicago, IL
  • 10/2014 → 12/2020
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2021 → 08/2026
    Chicago, IL
  • 08/2026 → Present
    Wavvest Wealth Llc
    Chicago, IL
Previous Registrations
Other Businesses

(1) FARINELLI FINANCIAL LLC. INVESTMENT RELATED. 14 W SUPERIOR ST CHICAGO, IL 60654. FINANCIAL PLANNING/INVESTMENT ADVICE/MANAGEMENT. OWNER AND PRESIDENT. START DATE: 12/27/2019. 200 HOURS PER MONTH/150 DURING TRADING HOURS. PROVIDE COMPREHENSIVE FINANCIAL PLANNING SERVICES WITH INVESTMENT ADVICE AND MANAGEMENT. (2) Andrew Farinelli Life Insurance. Owner. Licensed Life Insurance Agent. Investment related. 14 W Superior St. - Apt. 1507, Chicago, IL 60654. Hours per month during trading hours: 30. Hours per month outside trading hours: 15. Percentage of yearly income from this business: 10%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-10
  • S66 Uniform Combined State Law Examination
    2014-10-10
Other Names
  • Andrew Farinelli

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