Best Investors Account Sign in

Alejandro Gallegos

Morgan Stanley

Sherman Oaks, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-04
CA RA APPROVED 2022-02-04
  • TX RA
    APPROVED
    Since 2022-03-04
  • CA RA
    APPROVED
    Since 2022-02-04

Branch Locations

15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc El Monte CA 06/2014 03/2017
Jp Morgan Chase Bank El Monte CA 06/2014 03/2017
Jpmorgan Chase Bank, N.A Los Angeles CA 03/2017 09/2021
Jp Morgan Securities Llc Los Angeles CA 03/2017 09/2021
Solid Transport Los Angeles CA 08/2018 10/2022
Morgan Stanley Smith Barney Llc Sherman Oaks CA 09/2021 Present
Morgan Stanley Private Bank, N.A New York NY 12/2024 Present
  • 06/2014 → 03/2017
    Jp Morgan Securities Llc
    El Monte, CA
  • 06/2014 → 03/2017
    Jp Morgan Chase Bank
    El Monte, CA
  • 03/2017 → 09/2021
    Jpmorgan Chase Bank, N.A
    Los Angeles, CA
  • 03/2017 → 09/2021
    Jp Morgan Securities Llc
    Los Angeles, CA
  • 08/2018 → 10/2022
    Solid Transport
    Los Angeles, CA
  • 09/2021 → Present
    Morgan Stanley Smith Barney Llc
    Sherman Oaks, CA
  • 12/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-04
S63 Uniform Securities Agent State Law Examination 2014-08-20
  • S65 Uniform Investment Adviser Law Examination
    2022-02-04
  • S63 Uniform Securities Agent State Law Examination
    2014-08-20
Other Names
  • Alex Gallegos

View on SEC IAPD

Other Firms

MORPHEUS ADVISORS
BELAY INVESTMENT GROUP, LLC
HIGHLINE ASSET MANAGEMENT, LLC
HIGHLINE WEALTH PARTNERS
WRW WEALTH ADVISORS
UBS FINANCIAL SERVICES INC.
KATAM HILL LLC
THE WEALTH CONSULTING GROUP

Other Investors

ANDY BOB CHONG
HUGH ARI MEYER
RYAN DAVID MEACHAM
Brian Robert Grimditch
Jamie Noelle Rugg
Clark Christian Evans
RICHARD BARNETT
LISA IRWIN STERNBERG

Other Offices

MORPHEUS ADVISORS · SHERMAN OAKS, CA
BELAY INVESTMENT GROUP, LLC · SHERMAN OAKS, CA
HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
UBS FINANCIAL SERVICES INC. · Sherman Oaks, CA
KATAM HILL LLC · SHERMAN OAKS, CA
THE WEALTH CONSULTING GROUP · SHERMAN OAKS, CA

More in Sherman Oaks, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor