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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-24 |
| FL | RA | APPROVED | 2022-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcmahon &Hadder | Pensacola | FL | 08/2021 | 01/2022 |
| Mediasmack | Pensacola | FL | 06/2017 | 07/2019 |
| Medical Records Express | Pensacola | FL | 02/2015 | 05/2017 |
| Unemployed | Pensacola | FL | 07/2019 | 08/2021 |
| Stifel | Pensacola | FL | 01/2022 | Present |
1. Lavallet Townhome Association; 4300 W Francisco, Pensacola, FL 32504; Homeowner Association; Board member; Attend quarterly meetings to discuss improvements to the neighborhood; 03/31/2023; 2 Hours per Quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-22 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-08 |
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