Alexander Phillip Ball

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 08/2017
  Raymond James Financial Services, Inc
  Redding, CA
• 01/2015 → 08/2017
  Ball, Jones, Gowan Inc.
  Redding, CA
• 08/2017 → 02/2018
  Unemployed
  Redding, CA
• 02/2018 → 09/2023
  Edward Jones
  Austin, TX
• 09/2023 → Present
  Raymond James Financial Services, Inc.
  Redding, CA
• 09/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Redding, CA
• 09/2023 → Present
  Ball, Jones, Gowan Inc.
  Redding, CA

Previous Registrations

• 2018-02-23 → 2023-08-31
  Edward Jones
  Austin, TX
  Cedar Park, TX
• 2015-10-06 → 2017-08-23
  Raymond James Financial Services Advisors, Inc
  Redding, CA

Other Businesses

(1) Name of Business: Ball Jones Gowen, Inc Address: 445 Hemsted Dr Ste C, Redding, CA, 96002-0143, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/11/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-29
• S63 Uniform Securities Agent State Law Examination
  2015-07-30

Other Names

• Alex Ball