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Samuel Lewis Koenig

Charles Schwab & Co., Inc.

Beaverton, OR

Lake Oswego, OR

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-12-11
TX RA APPROVED 2023-12-11
  • OR RA
    APPROVED
    Since 2023-12-11
  • TX RA
    APPROVED
    Since 2023-12-11

Branch Locations

2855 Sw Cedar Hills Blvd. Suite 120, Beaverton, OR 97005 • United States

4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Albuquerque NM 09/2013 08/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 08/2023
Charles Schwab & Co., Inc. Portland OR 11/2023 Present
Td Ameritrade, Inc. Portland OR 12/2023 06/2024
Charles Schwab Bank, Ssb Portland OR 11/2023 Present
  • 09/2013 → 08/2023
    Fidelity Investments
    Albuquerque, NM
  • 07/2018 → 08/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 11/2023 → Present
    Charles Schwab & Co., Inc.
    Portland, OR
  • 12/2023 → 06/2024
    Td Ameritrade, Inc.
    Portland, OR
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Portland, OR
Previous Registrations
  • 2018-07-13 → 2023-08-17
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Beaverton, OR
  • 2016-05-24 → 2018-07-13
    Strategic Advisers Llc
    Tigard, OR
Other Businesses

OBA-96703|OrgNmn:K&S Holdings, LLC|Org Addr:Portland,Oregon,US|OBA Nature:LLC to purchase and own rental|Invst Rel:Y|Title:Partner|Duties:Managing the maintenance of the property grounds, property improvements as needed, and managing tenant rents.|StrtDt:03-01-23|TotHrs/mon:8|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-16
S63 Uniform Securities Agent State Law Examination 2014-10-01
  • S66 Uniform Combined State Law Examination
    2016-02-16
  • S63 Uniform Securities Agent State Law Examination
    2014-10-01
Designations
Other Names
  • Samuel Koenig

View on SEC IAPD

Other Firms

MAIN AVENUE FINANCIAL SERVICES, LLC
ELDON REESE ADVISORY GROUP
CONLEY, WILLIAM J.
SCOUT ASSET MANAGEMENT
OPTIMUM CAPITAL STRATEGIES
TRANSAMERICA FINANCIAL ADVISORS, LLC
EAGLE STRATEGIES LLC
OSAIC WEALTH, INC.

Other Investors

ANDREW DIBBRILL JAMISON
JEFFREY ADOLPH BLOCH
DUANE ELDON BOLINGER
Spencer Gary Dickinson
BLAINE EVANS BURNETT
WILLIAM JOSEPH CONLEY
Tyler Spencer Hilligoss
GUERLLAMO MARK JIMENEZ

Other Offices

MAIN AVENUE FINANCIAL SERVICES, LLC · BEAVERTON, OR
ELDON REESE ADVISORY GROUP · BEAVERTON, OR
CONLEY, WILLIAM J. · BEAVERTON, OR
SCOUT ASSET MANAGEMENT · BEAVERTON, OR
OPTIMUM CAPITAL STRATEGIES · BEAVERTON, OR
TRANSAMERICA FINANCIAL ADVISORS, LLC · BEAVERTON, OR
EAGLE STRATEGIES LLC · BEAVERTON, OR
OSAIC WEALTH, INC. · BEAVERTON, OR

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