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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-11-07
TX RA APPROVED 2024-09-16
  • DC RA
    APPROVED
    Since 2024-11-07
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States

875 15Th Street Nw 7Th Floor, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Washington DC 06/2014 09/2024
J.P. Morgan Securities Llc Washington DC 09/2024 Present
Jpmorgan Chase Bank, N.A. Washington DC 09/2024 Present
  • 06/2014 → 09/2024
    Sanford C. Bernstein & Co., Llc
    Washington, DC
  • 09/2024 → Present
    Washington, DC
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
Previous Registrations
Other Businesses

Effective 9/16/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-11
  • S66 Uniform Combined State Law Examination
    2014-07-11
Other Names
  • Michael D Lopes

View on SEC IAPD

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