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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-20
MI RA APPROVED 2018-08-21
  • TX RA
    APPROVED_RES
    Since 2020-10-20
  • MI RA
    APPROVED
    Since 2018-08-21

Branch Locations

350 S. Main Suite 100, Ann Arbor, MI 48104 • United States

Manchester, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Ann Arbor MI 06/2016 Present
Other Businesses

(1) Name of Business: Independent Distributor Address: 214 GLENWOOD CIR, MANCHESTER, MI, 48158, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/09/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent distributor, Young Living Essential oils. I'm not active as a teacher or coach any longer, just paid for the team I build years ago.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
S63 Uniform Securities Agent State Law Examination 2007-05-07
  • S66 Uniform Combined State Law Examination
    2018-08-17
  • S63 Uniform Securities Agent State Law Examination
    2007-05-07
Other Names
  • Megan Kristine Widmayer

View on SEC IAPD

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