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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-12 |
| IN | RA | APPROVED | 2024-10-16 |
Branch Locations
8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Brazil | IN | 08/2010 | 05/2024 |
| Fifth Third Securities | Brazil | IN | 05/2014 | 10/2024 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 10/2024 | Present |
Poiema Chiropractic - 103 W. Main St., Lizton, IN 46149 - medical office - office admin - 4 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-16 |
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