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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-16
PA RA APPROVED 2017-10-30
  • TX RA
    APPROVED
    Since 2018-05-16
  • PA RA
    APPROVED
    Since 2017-10-30

Branch Locations

2 Bala Plz, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial Inc. Anaheim CA 01/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bala Cynwyd PA 08/2017 Present
The Redlands Underground Restaurant And Bar Redlands CA 05/2016 08/2017
Redlands Gymnastics Club Redlands CA 07/2017 08/2017
Bank Of America, N.A. Bala Cynwyd PA 11/2017 Present
  • 01/2016 → 06/2017
    Centaurus Financial Inc.
    Anaheim, CA
  • 08/2017 → Present
    Bala Cynwyd, PA
  • 05/2016 → 08/2017
    The Redlands Underground Restaurant And Bar
    Redlands, CA
  • 07/2017 → 08/2017
    Redlands Gymnastics Club
    Redlands, CA
  • 11/2017 → Present
    Bank Of America, N.A.
    Bala Cynwyd, PA
Other Businesses

I*2032273, Entity Type, Name of OBA: Rental Property 1, Address: Havertown, PA, 19083, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 11/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2390265, Entity Type: Entity Charitable, Name of OBA: Philadelphia Dog Training Club, Address: Bryn Mawr, Pennsylvania, 19010, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 05/01/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Board member, will help the club with ideas for new membership, volunteering, and events I*2417285, Entity Type: Entity For Profit, Name of OBA: Fluffy Boy Labs LLC, Address: Havertown, Pennsylvania, 19083, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 04/16/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: canine vitamin supplements - will help with organization, marketing, and distribution I*2944295, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC, Address: Havertown, Pennsylvania, 19083, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 10/02/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: landlord activites, real estate holdings I*3404290, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit F1), Address: Clifton Heights, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property I*3404291, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit F2), Address: Clifton Height, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property I*3404292, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit B3), Address: Clifton Heights, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property I*3409265, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit B4), Address: Clifton Heights, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-21
S63 Uniform Securities Agent State Law Examination 2014-11-18
  • S66 Uniform Combined State Law Examination
    2017-10-21
  • S63 Uniform Securities Agent State Law Examination
    2014-11-18
Other Names
  • Brittany Lee Stivale
  • Brittany Stivale
  • Brittany Fatholahi
  • Brittany Lee Fatholahi

View on SEC IAPD

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