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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-16 |
| PA | RA | APPROVED | 2017-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 01/2016 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bala Cynwyd | PA | 08/2017 | Present |
| The Redlands Underground Restaurant And Bar | Redlands | CA | 05/2016 | 08/2017 |
| Redlands Gymnastics Club | Redlands | CA | 07/2017 | 08/2017 |
| Bank Of America, N.A. | Bala Cynwyd | PA | 11/2017 | Present |
I*2032273, Entity Type, Name of OBA: Rental Property 1, Address: Havertown, PA, 19083, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 11/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2390265, Entity Type: Entity Charitable, Name of OBA: Philadelphia Dog Training Club, Address: Bryn Mawr, Pennsylvania, 19010, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 05/01/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Board member, will help the club with ideas for new membership, volunteering, and events I*2417285, Entity Type: Entity For Profit, Name of OBA: Fluffy Boy Labs LLC, Address: Havertown, Pennsylvania, 19083, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 04/16/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: canine vitamin supplements - will help with organization, marketing, and distribution I*2944295, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC, Address: Havertown, Pennsylvania, 19083, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 10/02/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: landlord activites, real estate holdings I*3404290, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit F1), Address: Clifton Heights, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property I*3404291, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit F2), Address: Clifton Height, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property I*3404292, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit B3), Address: Clifton Heights, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property I*3409265, Entity Type: Entity For Profit, Name of OBA: Springfield Court Holdings, LLC (Unit B4), Address: Clifton Heights, Pennsylvania, 19018, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: owner/landlord, rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-18 |
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