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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
2216 W. Dutch Dr, Richardson, TX 75080 • United States
2435 N. Central Expressway Suite 1020, Richardson, TX 75080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Richardson | TX | 11/2023 | Present |
| Fsc Securities Corporation | Richardson | TX | 05/2014 | 11/2023 |
1. NICOLE HAMBURG - INSURANCE POSITION: Vice President NATURE: Fixed and Traditional Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 05/20/2014 ADDRESS: 2435 N. Central Expressway Suite #1020, Richardson TX 75080, United States DESCRIPTION: Fixed and Traditional Insurance Sales 2. WILLIAM SHEA POSITION: Registered Assistant NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2015 ADDRESS: 2435 N. Central Expwy Suite #1020, Richardson TX 75080, United States DESCRIPTION: Paraplanning, data gathering, data entry & CRM data system management, financial planning software management, printing/preparing/submitting forms & reports. Meeting notes & follow-up, clerical and administrative duties, client intake, claims, trading, distributions, technical support, client record organization, office management. 3. NICOLE CALLIE HAMBURG - NOTARY POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/02/2024 ADDRESS: 2435 N. Central Expwy, Suite 1020, Richardson TX 75080, United States DESCRIPTION: Notary 4. MY RETIREMENT GROUP LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 156 SECURITIES TRADING HOURS: 100 START DATE: 01/18/2026 ADDRESS: 2435 N. Central Expwy, Suite #1020, Richardson TX 75080, United States DESCRIPTION: Supervisor of Administrative andClerical Workers, Customer Service Representative, Secretary or AdministrativeAssistant, Receptionist, Payroll Clerk, Employee Training andDevelopment, Business Office Manager, Executive Assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-22 |
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