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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-11-15 |
Branch Locations
16811 Burke Street Suite 101, Omaha, NE 68118 • United States
5901 Mills Civic Parkway Suite 6000, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya | Des Moines | IA | 05/2015 | 01/2017 |
| Directed Services, Llc | Des Moines | IA | 05/2015 | 01/2017 |
| Scottrade, Inc. | Des Moines | IA | 01/2017 | 02/2018 |
| Td Ameritrade, Inc. | West Des Moines | IA | 02/2018 | 10/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 10/2021 |
| Charles Schwab & Co., Inc. | West Des Moines | IA | 10/2021 | Present |
| Charles Schwab Bank, Ssb | West Des Moines | IA | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-23 |
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