Vahe Baban

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-07
CA	RA	APPROVED	2014-09-15

TX RA
APPROVED_RES

Since 2022-02-07
CA RA
APPROVED

Since 2014-09-15

Branch Locations

15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Sherman Oaks	CA	06/2014	Present
Morgan Stanley Private Bank, N.A.	New York	NY	02/2015	Present

06/2014 → Present

Morgan Stanley Smith Barney Llc

Sherman Oaks, CA
02/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*604666 - Home Owners Association; Investment related -No; Studio City, California; Home Owners Association; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2024; During business hours: 0; After business hours: 1; Treasurer

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-15

S66 Uniform Combined State Law Examination

2014-09-15

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews