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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-28 |
| NH | RA | APPROVED | 2024-10-28 |
Branch Locations
1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcadam Llc | Boston | MA | 10/2014 | 10/2024 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2014 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Manchester | NH | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2024 | Present |
(1) David J Tierney Jr Inc. / Non-Investment Related / Pittsfield, MA / Construction Business / 15% Passive Ownership / Start 18-May-2014 / No day to day involvement as a passive owner. (2) *616641- Tierney Properties Inc. / Investment Related / Pittsfield, MA / Real Estate / Director (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent) / Start 12/1990; During Business Hours: 0; After Business Hours: 0; Board of Director's occasionally vote on matters
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-14 |
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