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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-04-25
LA RA APPROVED 2016-04-25
NC RA APPROVED 2016-04-25
OH RA APPROVED 2016-04-25
TX RA APPROVED 2016-04-25
  • IL RA
    APPROVED
    Since 2016-04-25
  • LA RA
    APPROVED
    Since 2016-04-25
  • NC RA
    APPROVED
    Since 2016-04-25
  • OH RA
    APPROVED
    Since 2016-04-25
  • TX RA
    APPROVED
    Since 2016-04-25

Branch Locations

Highwood, IL • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 04/2016 Present
Jp Morgan Chase Bank Na Chicago IL 04/2016 Present
Mat J Properties Chicago IL 10/2010 06/2020
Matj Properties Llc Chicago IL 04/2013 01/2021
Chicago Bocce League Chicago IL 11/2025 Present
Highwood Stallions Llc Highwood IL 10/2025 Present
  • 04/2016 → Present
    Chicago, IL
  • 04/2016 → Present
    Jp Morgan Chase Bank Na
    Chicago, IL
  • 10/2010 → 06/2020
    Mat J Properties
    Chicago, IL
  • 04/2013 → 01/2021
    Matj Properties Llc
    Chicago, IL
  • 11/2025 → Present
    Chicago Bocce League
    Chicago, IL
  • 10/2025 → Present
    Highwood Stallions Llc
    Highwood, IL
Previous Registrations
Other Businesses

Entity Name: Chicago Bocce League Investment related: No "Address: https://www.chicagobocceleague.com 410 N Paulina St Chicago, IL 60622" Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 11/14/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is the launch of a new semi-professional bocce league. Myself along with two others bought one of the 6 franchises. I am an owner and player on the team. There is no connection to JPM Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: Highwood Stallions LLC Investment related: No Address: Private Residence Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 10/17/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Highwood Stallions is a semi-professional bocce team. I am a part owner and player on the team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
  • S66 Uniform Combined State Law Examination
    2014-10-03
Other Names
  • Todd Allen Mikell

View on SEC IAPD

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