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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-04-25 |
| LA | RA | APPROVED | 2016-04-25 |
| NC | RA | APPROVED | 2016-04-25 |
| OH | RA | APPROVED | 2016-04-25 |
| TX | RA | APPROVED | 2016-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Chicago | IL | 04/2016 | Present |
| Jp Morgan Chase Bank Na | Chicago | IL | 04/2016 | Present |
| Mat J Properties | Chicago | IL | 10/2010 | 06/2020 |
| Matj Properties Llc | Chicago | IL | 04/2013 | 01/2021 |
| Chicago Bocce League | Chicago | IL | 11/2025 | Present |
| Highwood Stallions Llc | Highwood | IL | 10/2025 | Present |
Entity Name: Chicago Bocce League Investment related: No "Address: https://www.chicagobocceleague.com 410 N Paulina St Chicago, IL 60622" Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 11/14/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is the launch of a new semi-professional bocce league. Myself along with two others bought one of the 6 franchises. I am an owner and player on the team. There is no connection to JPM Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: Highwood Stallions LLC Investment related: No Address: Private Residence Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 10/17/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Highwood Stallions is a semi-professional bocce team. I am a part owner and player on the team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
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