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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Teachers Credit Union | St. John | IN | 08/2015 | 05/2018 |
| Cuna Brokerage Services | Waverly | IA | 08/2015 | 05/2018 |
| Fifth Third Bank | Portage | IN | 06/2018 | Present |
| Fifth Third Securities | Portage | IN | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-30 |
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