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Current Employers
Perennial Financial Services

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2020-07-16
  • ID RA
    APPROVED
    Since 2020-07-16

Branch Locations

9543W Emerald Street Suite 207, Boise, ID 83704 • United States

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Boise ID 11/2015 02/2018
Lpl Financial Llc Boise ID 02/2018 07/2020
Perennial Investment Advisors Dba Perennial Financial Services Boise ID 07/2020 Present
  • 11/2015 → 02/2018
    Invest Financial Corporation
    Boise, ID
  • 02/2018 → 07/2020
    Boise, ID
  • 07/2020 → Present
    Perennial Investment Advisors Dba Perennial Financial Services
    Boise, ID
Previous Registrations
  • 2018-02-14 → 2020-07-28
    Boise, ID
  • 2015-11-20 → 2018-02-14
    Invest Financial Corporation
    Boise, ID
  • 2015-04-01 → 2015-11-23
    Tricor Advisory Services, Llc
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-31
  • S66 Uniform Combined State Law Examination
    2015-03-31

View on SEC IAPD

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