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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-03
  • PA RA
    APPROVED
    Since 2025-12-03

Branch Locations

4505 Saucon Creek Rd, Ste #100, Center Valley, PA 18034 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 03/2016 07/2017
Guggenheim Securities, Llc New York NY 07/2017 06/2020
Keybanc Capital Markets Inc. New York NY 09/2021 04/2025
Laurel Road New York NY 07/2020 04/2025
Lpl Financial Llc Center Valley PA 08/2025 Present
Unemployed Easton PA 05/2025 07/2025
Private Advisor Group, Llc Morristown NJ 12/2025 Present
  • 03/2016 → 07/2017
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 07/2017 → 06/2020
    Guggenheim Securities, Llc
    New York, NY
  • 09/2021 → 04/2025
    Keybanc Capital Markets Inc.
    New York, NY
  • 07/2020 → 04/2025
    Laurel Road
    New York, NY
  • 08/2025 → Present
    Lpl Financial Llc
    Center Valley, PA
  • 05/2025 → 07/2025
    Unemployed
    Easton, PA
  • 12/2025 → Present
    Morristown, NJ
Other Businesses

1. 08/18/2025 - Capital Planning Wealth Management - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Investment Related - OBA Start Date: 08/18/2025 - 160 Hrs/Mth - 0 Hrs During Trading 2. 08/21/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Investment Related - OBA Start Date: 08/18/2025 - 160 Hrs/Mth - 8 Hrs During Trading . I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-02
S63 Uniform Securities Agent State Law Examination 2015-08-07
  • S65 Uniform Investment Adviser Law Examination
    2025-12-02
  • S63 Uniform Securities Agent State Law Examination
    2015-08-07
Designations

View on SEC IAPD

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