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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-03 |
Branch Locations
4505 Saucon Creek Rd, Ste #100, Center Valley, PA 18034 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 03/2016 | 07/2017 |
| Guggenheim Securities, Llc | New York | NY | 07/2017 | 06/2020 |
| Keybanc Capital Markets Inc. | New York | NY | 09/2021 | 04/2025 |
| Laurel Road | New York | NY | 07/2020 | 04/2025 |
| Lpl Financial Llc | Center Valley | PA | 08/2025 | Present |
| Unemployed | Easton | PA | 05/2025 | 07/2025 |
| Private Advisor Group, Llc | Morristown | NJ | 12/2025 | Present |
1. 08/18/2025 - Capital Planning Wealth Management - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Investment Related - OBA Start Date: 08/18/2025 - 160 Hrs/Mth - 0 Hrs During Trading 2. 08/21/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Investment Related - OBA Start Date: 08/18/2025 - 160 Hrs/Mth - 8 Hrs During Trading . I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-07 |
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