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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-10 |
| CA | RA | APPROVED | 2025-11-13 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | San Francisco | CA | 08/2025 | 10/2025 |
| Stanford University | Palo Alto | CA | 09/2024 | 06/2025 |
| Oliver Wyman | Singapore | 09/2019 | 09/2024 | |
| John Swire & Sons | Hong Kong | 04/2019 | 06/2019 | |
| London School Of Economics | London | 09/2017 | 11/2018 | |
| Merrill Lynch | Los Angeles | CA | 06/2016 | 05/2017 |
| Homemaking | Hong Kong | 12/2018 | 03/2019 | |
| Homemaking | Hong Kong | 07/2019 | 08/2019 | |
| Homemaking | Hong Kong | 06/2017 | 08/2017 | |
| Morgan Stanley Smith Barney Llc | San Francisco | CA | 10/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-02 |
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