Elana Yaffe

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-03-21
NY	RA	APPROVED	2024-03-21

CA RA
APPROVED

Since 2024-03-21
NY RA
APPROVED

Since 2024-03-21

Branch Locations

Westlake Village, CA • United States

50 Main Street, Suite 1000, #1013, White Plains, NY 10606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Financial Network	Calabasas	CA	07/2018	11/2018
Merrill Lynch	Woodland Hills	CA	09/2017	07/2018
Unemployed	Westlake Village	CA	05/2017	09/2017
The Counter	Tucson	AZ	08/2016	05/2017
Full Time Education	Tucson	AZ	08/2013	05/2017
Defrate & Paavola Llc	New York	NY	03/2024	Present
Vicus Capital, Inc.	State College	PA	03/2024	Present
Morton Wealth	Calabasas	CA	02/2019	01/2023
Unemployed	Calabasas	CA	01/2023	03/2024

07/2018 → 11/2018

American Financial Network

Calabasas, CA
09/2017 → 07/2018

Merrill Lynch

Woodland Hills, CA
05/2017 → 09/2017

Unemployed

Westlake Village, CA
08/2016 → 05/2017

The Counter

Tucson, AZ
08/2013 → 05/2017

Full Time Education

Tucson, AZ
03/2024 → Present

Defrate & Paavola Llc

New York, NY
03/2024 → Present

Vicus Capital, Inc.

State College, PA
02/2019 → 01/2023

Morton Wealth

Calabasas, CA
01/2023 → 03/2024

Unemployed

Calabasas, CA

Other Businesses

1.NAME OF OTHER BUSINESS: DBA DEFRATE & PAAVOLA LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNING SPECIALIST START DATE: 03/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ADMIN DUTIES

Designations

Certified Financial Planner

View on SEC IAPD