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John David Griffin

Mainsail Financial Group

Bellevue, WA

CRD 6353317

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Employer firm

Mainsail Financial Group CRD 317970

$404M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mainsail Financial Group

11245 Se 6Th Street Suite 140, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-06-12
WA RA APPROVED 2026-06-12
  • OR RA
    APPROVED
    Since 2026-06-12
  • WA RA
    APPROVED
    Since 2026-06-12

Branch Locations

11245 Se 6Th Street Suite 140, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Bellevue WA 05/2014 09/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2018
Brighton Jones Seattle WA 10/2018 12/2022
Lido Advisors, Llc Bellevue WA 08/2025 05/2026
Unemployed Bothell WA 12/2022 08/2025
Mainsail Financial Group, Llc Bellevue WA 05/2026 Present
  • 05/2014 → 09/2018
    Fidelity Brokerage Services Llc
    Bellevue, WA
  • 07/2018 → 09/2018
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2018 → 12/2022
    Brighton Jones
    Seattle, WA
  • 08/2025 → 05/2026
    Lido Advisors, Llc
    Bellevue, WA
  • 12/2022 → 08/2025
    Unemployed
    Bothell, WA
  • 05/2026 → Present
    Mainsail Financial Group, Llc
    Bellevue, WA
Previous Registrations
  • 2025-08-28 → 2026-05-27
    Los Angeles, CA
    Bellevue, WA
  • 2019-08-02 → 2022-12-20
    Seattle, WA
  • 2018-07-13 → 2018-09-26
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-05-29 → 2018-07-13
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-18
S63 Uniform Securities Agent State Law Examination 2014-07-24
  • S66 Uniform Combined State Law Examination
    2014-11-18
  • S63 Uniform Securities Agent State Law Examination
    2014-07-24
Designations
  • Certified Financial Planner

View on SEC IAPD

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