Lindsey Bennett Moccia

Td Private Client Wealth LLC

South Hamilton, MA

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Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-02-27
MO	RA	APPROVED	2025-02-27
NV	RA	APPROVED	2025-02-26
AR	RA	APPROVED	2025-01-01
CA	RA	APPROVED	2025-01-01
CO	RA	APPROVED	2025-01-01
FL	RA	APPROVED	2025-01-01
KY	RA	APPROVED	2025-01-01
MD	RA	APPROVED	2025-01-01
MI	RA	APPROVED	2025-01-01
OK	RA	APPROVED	2025-01-01
OR	RA	APPROVED	2025-01-01
SC	RA	APPROVED	2025-01-01
VT	RA	APPROVED	2025-01-01
WI	RA	APPROVED	2025-01-01
AZ	RA	APPROVED	2023-08-16
IL	RA	APPROVED	2023-08-07
GA	RA	APPROVED	2023-08-03
DE	RA	APPROVED	2023-08-02
IN	RA	APPROVED	2023-08-01
MT	RA	APPROVED	2023-08-01
PA	RA	APPROVED	2023-08-01
RI	RA	APPROVED	2023-08-01
KS	RA	APPROVED	2023-07-31
MN	RA	APPROVED	2023-07-31
NM	RA	APPROVED	2023-07-31
OH	RA	APPROVED	2023-07-31
TX	RA	APPROVED_RES	2023-07-31
UT	RA	APPROVED	2023-07-31
VA	RA	APPROVED	2023-07-31
WA	RA	APPROVED	2023-07-31
NC	RA	APPROVED	2022-04-11
NY	RA	APPROVED	2021-08-19
CT	RA	APPROVED	2018-06-20
ME	RA	APPROVED	2018-06-20
NH	RA	APPROVED	2018-06-20
NJ	RA	APPROVED	2018-06-20
MA	RA	APPROVED	2018-06-18

AL RA
APPROVED

Since 2025-02-27
MO RA
APPROVED

Since 2025-02-27
NV RA
APPROVED

Since 2025-02-26
AR RA
APPROVED

Since 2025-01-01
CA RA
APPROVED

Since 2025-01-01
CO RA
APPROVED

Since 2025-01-01
FL RA
APPROVED

Since 2025-01-01
KY RA
APPROVED

Since 2025-01-01
MD RA
APPROVED

Since 2025-01-01
MI RA
APPROVED

Since 2025-01-01
OK RA
APPROVED

Since 2025-01-01
OR RA
APPROVED

Since 2025-01-01
SC RA
APPROVED

Since 2025-01-01
VT RA
APPROVED

Since 2025-01-01
WI RA
APPROVED

Since 2025-01-01
AZ RA
APPROVED

Since 2023-08-16
IL RA
APPROVED

Since 2023-08-07
GA RA
APPROVED

Since 2023-08-03
DE RA
APPROVED

Since 2023-08-02
IN RA
APPROVED

Since 2023-08-01
MT RA
APPROVED

Since 2023-08-01
PA RA
APPROVED

Since 2023-08-01
RI RA
APPROVED

Since 2023-08-01
KS RA
APPROVED

Since 2023-07-31
MN RA
APPROVED

Since 2023-07-31
NM RA
APPROVED

Since 2023-07-31
OH RA
APPROVED

Since 2023-07-31
TX RA
APPROVED_RES

Since 2023-07-31
UT RA
APPROVED

Since 2023-07-31
VA RA
APPROVED

Since 2023-07-31
WA RA
APPROVED

Since 2023-07-31
NC RA
APPROVED

Since 2022-04-11
NY RA
APPROVED

Since 2021-08-19
CT RA
APPROVED

Since 2018-06-20
ME RA
APPROVED

Since 2018-06-20
NH RA
APPROVED

Since 2018-06-20
NJ RA
APPROVED

Since 2018-06-20
MA RA
APPROVED

Since 2018-06-18

Branch Locations

South Hamilton, MA • United States

61 Main Street, Andover, MA 01810 • United States

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Private Client Wealth, Llc	Andover	MA	09/2015	Present
Td Bank, N.A.	Andover	MA	09/2015	Present

09/2015 → Present

Td Private Client Wealth, Llc

Andover, MA
09/2015 → Present

Td Bank, N.A.

Andover, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-02

S66 Uniform Combined State Law Examination

2018-05-02

Other Names

Linsey Bennett Rheault
Lindsey Bennett Rheault

View on SEC IAPD

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