Cole Alexander Christopherson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2017
  Prosperity Network Of Advisors
  Overland Park, KS
• 07/2016 → 06/2017
  Cetera Advisors Llc
  Denver, CO
• 02/2018 → Present
  Cetera Advisors Llc
  Overland Park, KS
• 06/2017 → 12/2017
  State Street Bank
  Kansas City, MO
• 01/2020 → Present
  Prosperity Advisors Llc
  Overland Park, KS
• 03/2022 → 02/2023
  Comprehensive Retirement Solutions (Crs)
  Carmel, IN
• 02/2023 → 05/2025
  Upwork, Inc.
  Lee'S Summit, MO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ASSOCIATE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: MONITOR CLIENT PORTFOLIOS, PLACE TRADES, PERFORM RESEARCH, RUN REPORTS AND PREPARE PROPOSALS ; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA;

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-10-18

Designations

• Chartered Financial Analyst