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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
MO RA APPROVED 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Lees Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Network Of Advisors Overland Park KS 06/2014 06/2017
Cetera Advisors Llc Denver CO 07/2016 06/2017
Cetera Advisors Llc Overland Park KS 02/2018 Present
State Street Bank Kansas City MO 06/2017 12/2017
Prosperity Advisors Llc Overland Park KS 01/2020 Present
Comprehensive Retirement Solutions (Crs) Carmel IN 03/2022 02/2023
Upwork, Inc. Lee'S Summit MO 02/2023 05/2025
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2014 → 06/2017
    Prosperity Network Of Advisors
    Overland Park, KS
  • 07/2016 → 06/2017
    Cetera Advisors Llc
    Denver, CO
  • 02/2018 → Present
    Cetera Advisors Llc
    Overland Park, KS
  • 06/2017 → 12/2017
    State Street Bank
    Kansas City, MO
  • 01/2020 → Present
    Prosperity Advisors Llc
    Overland Park, KS
  • 03/2022 → 02/2023
    Comprehensive Retirement Solutions (Crs)
    Carmel, IN
  • 02/2023 → 05/2025
    Upwork, Inc.
    Lee'S Summit, MO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ASSOCIATE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: MONITOR CLIENT PORTFOLIOS, PLACE TRADES, PERFORM RESEARCH, RUN REPORTS AND PREPARE PROPOSALS ; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-18
  • S63 Uniform Securities Agent State Law Examination
    2017-10-18
Designations

View on SEC IAPD

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