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Inactive

Shaun Dallas Cox

Captrust

Akron, OH

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-20
  • OH RA
    APPROVED
    Since 2023-09-20

Branch Locations

222 South Main St., Ste 220, Akron, OH 44308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Cleveland OH 06/2016 02/2020
Global Retirement Partners San Rafael CA 06/2016 02/2020
Oswald Financial, Inc. Cleveland OH 06/2016 02/2020
Aurum Wealth Management Group, Llc Mayfield Village OH 02/2020 09/2023
Capfinancial Partners Llc (Captrust) Raleigh NC 09/2023 Present
  • 06/2016 → 02/2020
    Lpl Financial, Llc
    Cleveland, OH
  • 06/2016 → 02/2020
    Global Retirement Partners
    San Rafael, CA
  • 06/2016 → 02/2020
    Oswald Financial, Inc.
    Cleveland, OH
  • 02/2020 → 09/2023
    Aurum Wealth Management Group, Llc
    Mayfield Village, OH
  • 09/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-07
  • S66 Uniform Combined State Law Examination
    2017-08-07

View on SEC IAPD

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SEAN MICHAEL HOUSTON
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Other Offices

CETERA INVESTMENT ADVISERS LLC · AKRON, OH
ON INVESTMENT MANAGEMENT CO · AKRON, OH
CONCURRENT INVESTMENT ADVISORS, LLC · Akron, OH
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