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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-03-03
  • MN RA
    APPROVED
    Since 2026-03-03

Branch Locations

710 Commerce Drive Suite 150, Woodbury, MN 55125 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Inver Grove Heights MN 06/2015 08/2017
Salo, A Korn Ferry Company Minneapolis MN 09/2017 Present
Unemployed Burnsville MN 01/2025 04/2025
Lpl Financial Llc Woodbury MN 02/2026 Present
  • 06/2015 → 08/2017
    Ameriprise Financial Services, Inc.
    Inver Grove Heights, MN
  • 09/2017 → Present
    Salo, A Korn Ferry Company
    Minneapolis, MN
  • 01/2025 → 04/2025
    Unemployed
    Burnsville, MN
  • 02/2026 → Present
    Lpl Financial Llc
    Woodbury, MN
Other Businesses

1) 02/05/2026 - Innovative Planning Group / DBA for LPL Business (entity for LPL business) / Inv Related / At reported business location (s) 130 Total Hours per month - 75 Total Hours per month during trading 2) 02/05/2026 - KAAT Rentals LLC / Real Estate Rental / Inv Related / Cape Coral FL 33904 / Start date 01/01/2022 - 10 Total Hours per month - 0 Total Hours per month during trading 3) 02/05/2026 - Salo (A Korn Ferry Company) / Finance and Accounting Consultant / Outside/W-2 Employment / Not Inv Related / Minneapolis MN 55401 / Start date 08/01/2017 - 20 Total Hours per month - 15 Total Hours per month during trading 4) 03/10/2026 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 20 hours per month/ during trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 03/10/2026 - Great Valley Advisor Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 20 hours per month/ during trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-19
S65 Uniform Investment Adviser Law Examination 2026-02-13
  • S63 Uniform Securities Agent State Law Examination
    2026-02-19
  • S65 Uniform Investment Adviser Law Examination
    2026-02-13
Other Names
  • Alexis Christine Chromy

View on SEC IAPD

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