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Gustavo Fernandez

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-25
TX RA APPROVED 2012-10-01
  • CT RA
    APPROVED
    Since 2025-11-25
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8111 Preston Road Suite #230, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Dallas TX 09/2007 Present
Previous Registrations
  • 2007-09-12 → 2012-10-01
    Chase Investment Services Corp.
    Dallas, TX
    New York, NY
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    New York, NY
    New York, NY
    Dallas, TX
    Brooklyn, NY
    New York, NY
    New York, NY
    Addison, TX
    Carrollton, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Carrollton, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Plano, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Addison, TX
    Carrollton, TX
    Dallas, TX
    Carrollton, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Plano, TX
    Dallas, TX
    Murphy, TX
    Garland, TX
    Mesquite, TX
    Dallas, TX
    Garland, TX
    Dallas, TX
    Garland, TX
    Garland, TX
    Rockwall, TX
    Wylie, TX
    Richardson, TX
    Garland, TX
    Mesquite, TX
    Rockwall, TX
    Rowlett, TX
    Rowlett, TX
    Garland, TX
    Richardson, TX
    Richardson, TX
    Mesquite, TX
    Mesquite, TX
    Dallas, TX
    Garland, TX
    Garland, TX
    Balch Springs, TX
    Dallas, TX
    Garland, TX
    Dallas, TX
    Garland, TX
    Corsicana, TX
    Rockwall, TX
    Richardson, TX
    Richardson, TX
  • 2007-01-11 → 2007-09-06
    Oppenheimer & Co. Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-10
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S65 Uniform Investment Adviser Law Examination
    2007-01-10
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14
Other Names
  • Gus Fernandez
  • Gustavo A Fernandez

View on SEC IAPD

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