Inactive

Ashley Nicole Monk

Seven Post Investment Office LP

San Francisco, CA

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Current Employers

Seven Post Investment Office Lp

One Montgomery Street Suite 3150, San Francisco, CA 94104-4505 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-25

CA RA
APPROVED

Since 2022-05-25

Branch Locations

One Montgomery Street Suite 3150, San Francisco, CA 94104-4505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	West Chester	OH	06/2014	02/2018
Jp Morgan Chase Bank	West Chester	OH	11/2013	02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	02/2018	03/2021
Ubs Financial Services, Inc.	Cincinnati	OH	03/2021	03/2022
Seven Post Investment Office Lp	San Francisco	CA	03/2022	Present

06/2014 → 02/2018

Jp Morgan Securities Llc

West Chester, OH
11/2013 → 02/2018

Jp Morgan Chase Bank

West Chester, OH
02/2018 → 03/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
03/2021 → 03/2022

Ubs Financial Services, Inc.

Cincinnati, OH
03/2022 → Present

Seven Post Investment Office Lp

San Francisco, CA

Previous Registrations

2021-03-12 → 2022-03-28

Ubs Financial Services Inc.

Cincinnati, OH
2020-07-17 → 2021-03-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-15

S66 Uniform Combined State Law Examination

2020-07-15

Other Names

Ashley N Monk
Ashley Monk
Ashley Nicole Monk

View on SEC IAPD

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Other Investors

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JOHN HUGH MCDEVITT

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MARK ALLAN ANDERSON

RALPH MELVILLE DRYBROUGH

PAUL ROBERT TOUCHSTONE

Jacob David Mahoney

ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA

DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA

CHARLES SCHWAB & CO., INC. · San Francisco, CA

1SHARPE CAPITAL LLC · SAN FRANCISCO, CA

RBC SECURITIES, INC · SAN FRANCISCO, CA

STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA

VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA

ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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