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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-10-05 |
Branch Locations
7615 Colony Rd Ste 215A, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dixon Wells | Charlotte | NC | 02/2014 | 09/2020 |
| Signator Investors, Inc. | Charlotte | NC | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Charlotte | NC | 11/2018 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Charlotte | NC | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-02 |
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