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Thomas George Whiteing

Cetera Investment Advisers LLC

Omaha, NE

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

12801 Pierce St Ste 300, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 05/2006 08/2023
Securian Financial Services, Inc St Paul MN 05/2006 08/2023
Renaissance Financial Omaha NE 05/2006 Present
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2006 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 05/2006 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 05/2006 → Present
    Renaissance Financial
    Omaha, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-03-05 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: May 2006 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2) NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: May 2006 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3) ANGELS AMONG US BOARD POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/16/2022 ADDRESS: 3858 Jones, Suite A, Omaha NE 68105, United States DESCRIPTION: Asked to be a member of 13-person advisory board, charged with the task of expanding the exposure and impact the organization has in our local community. I will be listed on the organization's website as a board member. Recently asked to serve as Treasurer for the upcoming year. Duties to include review of the organization's investment account with executive director to ensure we remain within investment policy as well as monthly review of the financials with executive director. Then reporting at the board meeting. 4) NAME OF OTHER BUSINESS: GRETNA YOUTH SPORTS; INVESTMENT RELATED: NO; ADDRESS: 11705 S 216TH ST GRETNA, NE 68028; NATURE OF BUSINESS: YOUTH SPORTS; START DATE: 08/2026; POSITION/TITLE/RELATIONSHIP: YOUTH FOOTBALL COACH; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: YOUTH FOOTBALL COACH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-13
  • S66 Uniform Combined State Law Examination
    2006-06-13

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