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Sangeetha Madhavan

Charles Schwab & Co., Inc.

Westlake, TX

Latham, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-22
  • NY RA
    APPROVED
    Since 2023-09-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Latham, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Latham NY 09/2020 Present
Morgan Stanley New York City NY 08/2017 07/2019
Morgan Stanley New York City NY 07/2015 08/2017
London Business School London 08/2019 06/2020
Charles Schwab & Co., Inc. New York City NY 06/2020 08/2020
  • 09/2020 → Present
    Charles Schwab & Co., Inc.
    Latham, NY
  • 08/2017 → 07/2019
    Morgan Stanley
    New York City, NY
  • 07/2015 → 08/2017
    Morgan Stanley
    New York City, NY
  • 08/2019 → 06/2020
    London Business School
    London
  • 06/2020 → 08/2020
    Charles Schwab & Co., Inc.
    New York City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-22
S63 Uniform Securities Agent State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2023-09-22
  • S63 Uniform Securities Agent State Law Examination
    2021-10-22

View on SEC IAPD

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