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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-19
CA RA APPROVED 2017-03-21
  • NY RA
    APPROVED
    Since 2024-04-19
  • CA RA
    APPROVED
    Since 2017-03-21

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Tujunga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Beverly Hills, Ca CA 05/2015 10/2016
City National Securities Beverly Hills CA 10/2016 Present
  • 05/2015 → 10/2016
    City National Bank
    Beverly Hills, Ca, CA
  • 10/2016 → Present
    City National Securities
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-20
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2017-03-20
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08

View on SEC IAPD

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