Cory Alan Durham

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-02-03

TX RA
APPROVED

Since 2014-02-03

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Dallas	TX	10/2013	Present

10/2013 → Present

Ubs Financial Services Inc.

Dallas, TX

Other Businesses

Hunger Busters / 3116 Sylvan Ave Dallas,Texas 75212 / Foundation/ Charities, Cultural, Educational & Political Organisations / Feed low income children take home meals for dinner in the Dallas Independent School District / Member of Board of Directors / / Help organize events and assist the director with his P&L / Start Date 1/1/15 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-03
S63	Uniform Securities Agent State Law Examination	2006-11-27

S65 Uniform Investment Adviser Law Examination

2014-02-03
S63 Uniform Securities Agent State Law Examination

2006-11-27

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews