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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-24 |
| CA | RA | APPROVED | 2024-12-04 |
Branch Locations
27888 Santa Margarita Pkwy, Mission Viejo, CA 92691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2017 | 03/2019 |
| Coddington Capital Management | Kingston | RI | 04/2016 | 12/2016 |
| J.P. Morgan Securities Llc | Mission Viejo | CA | 04/2019 | 12/2021 |
| Jpmorgan Chase Bank, N.A. | Mission Viejo | CA | 04/2019 | 12/2021 |
| Unemployed | Newport Beach | CA | 01/2017 | 04/2017 |
| Fastrides, Llc | Aliso Viejo | CA | 06/2017 | 05/2019 |
| Citigroup/Citi Global | Anaheim | CA | 01/2022 | 11/2024 |
| J.P. Morgan Securities Llc | Mission Viejo | CA | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Mission Viejo | CA | 11/2024 | Present |
| Citigroup Global Markets Inc. | Anaheim | CA | 02/2022 | 11/2024 |
| Bank Of America / Merrill Lynch | Newport Beach | CA | 04/2017 | 03/2019 |
Entity Name: Gaianterra, Inc. - Delta Carbon Technologies Investment related: No "Address: 1831 12th Ave S #351 Nashville, TN 37203" Nature of the other business: Manufacturing and Distribution Position/Title/Relationship: Owner/Partner Start Date: 03/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Biochar/Agrichar manufacturing and distribution business. It is an Eco-friendly fertilizer designed to reinvigorate dying soil in America's farmland. They manufacture recycled farm bi-product so the positive environmental impact is massive. I will personally hold no role other than a passive investor, no decision making.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-09 |
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