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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-24
CA RA APPROVED 2024-12-04
  • TX RA
    APPROVED_RES
    Since 2026-07-24
  • CA RA
    APPROVED
    Since 2024-12-04

Branch Locations

27888 Santa Margarita Pkwy, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2017 03/2019
Coddington Capital Management Kingston RI 04/2016 12/2016
J.P. Morgan Securities Llc Mission Viejo CA 04/2019 12/2021
Jpmorgan Chase Bank, N.A. Mission Viejo CA 04/2019 12/2021
Unemployed Newport Beach CA 01/2017 04/2017
Fastrides, Llc Aliso Viejo CA 06/2017 05/2019
Citigroup/Citi Global Anaheim CA 01/2022 11/2024
J.P. Morgan Securities Llc Mission Viejo CA 11/2024 Present
Jpmorgan Chase Bank, N.A. Mission Viejo CA 11/2024 Present
Citigroup Global Markets Inc. Anaheim CA 02/2022 11/2024
Bank Of America / Merrill Lynch Newport Beach CA 04/2017 03/2019
  • 04/2017 → 03/2019
    Newport Beach, CA
  • 04/2016 → 12/2016
    Coddington Capital Management
    Kingston, RI
  • 04/2019 → 12/2021
    Mission Viejo, CA
  • 04/2019 → 12/2021
    Jpmorgan Chase Bank, N.A.
    Mission Viejo, CA
  • 01/2017 → 04/2017
    Unemployed
    Newport Beach, CA
  • 06/2017 → 05/2019
    Fastrides, Llc
    Aliso Viejo, CA
  • 01/2022 → 11/2024
    Citigroup/Citi Global
    Anaheim, CA
  • 11/2024 → Present
    Mission Viejo, CA
  • 11/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Mission Viejo, CA
  • 02/2022 → 11/2024
    Anaheim, CA
  • 04/2017 → 03/2019
    Bank Of America / Merrill Lynch
    Newport Beach, CA
Previous Registrations
Other Businesses

Entity Name: Gaianterra, Inc. - Delta Carbon Technologies Investment related: No "Address: 1831 12th Ave S #351 Nashville, TN 37203" Nature of the other business: Manufacturing and Distribution Position/Title/Relationship: Owner/Partner Start Date: 03/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Biochar/Agrichar manufacturing and distribution business. It is an Eco-friendly fertilizer designed to reinvigorate dying soil in America's farmland. They manufacture recycled farm bi-product so the positive environmental impact is massive. I will personally hold no role other than a passive investor, no decision making.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-09
Other Names
  • William Sandford Pegram
  • William Pegram
  • William S Pegram

View on SEC IAPD

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