Justin E Policare

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-06-17
TX	RA	APPROVED	2022-06-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	West Conshohocken	PA	08/2016	08/2020
Raymond James & Associates, Inc	Baltimore	MD	08/2020	05/2022
Morgan Stanley	Baltimore	MD	06/2022	Present

08/2016 → 08/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Conshohocken, PA
08/2020 → 05/2022

Raymond James & Associates, Inc

Baltimore, MD
06/2022 → Present

Morgan Stanley

Baltimore, MD

2020-08-13 → 2022-05-16

Raymond James & Associates, Inc.

Hunt Valley, MD
2016-08-15 → 2020-08-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA

Bala Cynwyd, PA
2015-06-30 → 2016-07-26

Pnc Wealth Management Llc

Buckingham, PA

Ocean City, NJ

Philadelphia, PA

Bensalem, PA
2015-02-05 → 2015-06-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-04
S63	Uniform Securities Agent State Law Examination	2014-12-17