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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-08-18 |
| RI | RA | APPROVED | 2015-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 06/2014 | Present |
I*670250 For profit or not for profit: Entity For Profit Name of outside business organization: SimplrFlex Investment related: N Address of business: Nashville, Tennessee, 37203 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 1/7/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , SimplrFlex is an online chat system for customer service with retailers. You will log on when you are free and take tickets. Not financial service related. I plan to do this maybe 2 hours a week at night. I*1171251 For profit or not for profit: Name of outside business organization: Etsy Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Craft like store that sells kid printables and mug designs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-26 |
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