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Jamie Ryan Cook

Vanguard Advisers, Inc.

Malvern, PA

CRD 5130430

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-26
PA RA APPROVED 2016-12-19
TX RA APPROVED 2016-12-19
  • CO RA
    APPROVED
    Since 2024-01-26
  • PA RA
    APPROVED
    Since 2016-12-19
  • TX RA
    APPROVED
    Since 2016-12-19

Branch Locations

100 Devon Park Drive, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Radnor PA 03/2010 12/2016
The Vanguard Group, Inc. Malvern PA 12/2016 Present
Penn Fusion Soccer Academy West Chester PA 09/2021 Present
Vanguard Marketing Corporation Malvern PA 12/2016 Present
Vanguard Advisers, Inc. Malvern PA 12/2016 Present
Greater Chester Valley Soccer Association Malvern PA 08/2025 Present
  • 03/2010 → 12/2016
    Td Ameritrade, Inc.
    Radnor, PA
  • 12/2016 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2021 → Present
    Penn Fusion Soccer Academy
    West Chester, PA
  • 12/2016 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 12/2016 → Present
    Malvern, PA
  • 08/2025 → Present
    Greater Chester Valley Soccer Association
    Malvern, PA
Previous Registrations
  • 2010-03-15 → 2016-12-05
    Td Ameritrade, Inc.
    Radnor, PA
  • 2010-03-15 → 2016-12-05
    Td Ameritrade Investment Management, Llc
    Radnor, PA
  • 2006-08-16 → 2010-03-16
    West Chester, PA
    Marlton, NJ
    Marlton, NJ
    Lambertville, NJ
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS: WEST CHESTER, PA NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 9/2023 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: PENN FUSION SOCCER ACADEMY NON-INVESTMENT RELATED: ADDRESS: WEST CHESTER, PA NATURE OF BUSINESS: SOCCER POSITION: COACH START DATE: 9/2021 APPROXIMATE HOURS/MONTH: 12 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACH NAME OF BUSINESS: GREATER CHESTER VALLEY SOCCER ASSOCIATION NON-INVESTMENT-RELATED ADDRESS: MALVERN, PA NATURE OF BUSINESS: NON-PROFIT POSITION: COACH START DATE: 082025 APPROXIMATE HOURS/MONTH: 16 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SOCCER COACH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-15
  • S66 Uniform Combined State Law Examination
    2006-08-15
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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