Roberto A Lopez Araiza

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 09/2016
  Bbva Securities Inc.
  San Antonio, TX
• 08/2013 → 09/2016
  Compass Bank
  San Antonio, TX
• 01/2015 → 09/2016
  Bbva Compass Insurance Agency, Inc.
  San Antonio, TX
• 05/2016 → 09/2016
  Bbva Wealth Solutions Inc.
  San Antonio, TX
• 09/2016 → 06/2019
  Jp Morgan Chase Bank
  San Antonio, TX
• 09/2016 → 06/2019
  Jp Morgan Securities Llc
  San Antonio, TX
• 01/2013 → 05/2018
  University Of Texas At San Antonio
  San Antonio, TX
• 12/2016 → Present
  Rsla Industries, Llc.
  San Antonio, TX
• 07/2019 → Present
  Jpmorgan Chase Bank Na
  Houston, TX
• 07/2019 → Present
  Jpmorgan Securities Llc
  Houston, TN
• 04/2024 → Present
  2707 Eado Edge, Llc
  Houston, TX

Previous Registrations

• 2016-05-16 → 2016-09-19
  Pnc Managed Account Solutions, Inc.
  San Antonio, TX

Other Businesses

Entity Name: 2707 Eado Edge, LLC Investment related: No Address: Houston TX 77020 Nature of the other business: Real Estate Position/Title/Relationship: Owner / Partner Start Date: 04/02/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Single family residential property personally owed and set up for long term rental Entity Name: RSLA Industries, LLC Investment related: Yes Address: 11806 San Antonio, TX Nature of the other business: Rental property Position/Title/Relationship: Co-Owner Start Date: 15-Dec-2016 Approximate # of hours a month: 2 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Accounting for inflows and outflows based on regular rental activity.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-13
• S63 Uniform Securities Agent State Law Examination
  2014-11-25