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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
  • TX RA
    APPROVED
    Since 2025-02-04

Branch Locations

5080 Spectrum Dr Ste 1200E, Addison, TX 75001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2014 10/2022
Pruco Securities, Llc Plano TX 11/2022 11/2024
The Prudential Insurance Company Of America Plano TX 11/2022 12/2024
Lpl Enterprise, Llc Plano TX 11/2024 12/2024
Principal Life Insurance Company Addison TX 12/2024 Present
Principal Securities, Inc. Addison TX 12/2024 Present
Previous Registrations
Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/28/2025 ADDRESS: 5800 Spectrum Dr, Ste 1200E, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **KYLE TREADWELL POSITION: Music Judge NATURE: Music Festival Judge INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2025 ADDRESS: 2517 Collins Blvd, Garland TX 75044, United States DESCRIPTION: One time service as a judge for a school music festival. **PRECISION METALFORMING ASSOCIATION LONESTAR CHAPTER POSITION: Membership Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/05/2025 ADDRESS: 2517 Collins Blvd, Garland TX 75044, United States DESCRIPTION: Membership Chair helps recruit ideal businesses into the organization by educating about the benefits of membership including education, training, and employee benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05
Other Names
  • Kyle David Treadwell
  • Kyle Treadwell

View on SEC IAPD

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