Alexander Stewart Lallman

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2020 → Present
  Charles Schwab & Co., Inc.
  Sarasota, FL
• 02/2020 → Present
  Charles Schwab Bank, Ssb
  Sarasota, FL
• 09/2015 → 02/2019
  Td Ameritrade
  Omaha, NE
• 02/2019 → 02/2020
  Td Ameritrade
  Omaha, NE

Previous Registrations

• 2015-09-10 → 2020-02-14
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
• 2015-09-10 → 2020-02-14
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2015-09-09
• S63 Uniform Securities Agent State Law Examination
  2014-07-24

Other Names

• Alex Lallman
• Alex Stewart Lallman