Colin Joseph Arnold

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 05/2019
  Invesco Distributors, Inc.
  Chicago, IL
• 09/2015 → 11/2017
  Invesco Advisers, Inc.
  Chicago, IL
• 07/2019 → 02/2021
  J.P. Morgan Institutional Investments Inc.
  Chicago, IL
• 07/2019 → 02/2021
  J.P. Morgan Investment Management Inc.
  Chicago, IL
• 06/2019 → 06/2019
  Unemployed
  Chicago, IL
• 02/2021 → 02/2025
  Performance Trust Capital Partners, Llc
  Chicago, IL
• 02/2021 → 10/2025
  Pt Asset Management
  Chicago, IL
• 02/2025 → 10/2025
  Alps Distributors, Inc.
  Denver, CO
• 12/2025 → Present
  Principal Funds Distributor
  Des Moines, IA
• 12/2025 → Present
  Principal Asset Management
  Des Moines, IA
• 10/2025 → 12/2025
  Unemployed
  Willowbrook, IL

Previous Registrations

• 2021-02-26 → 2026-01-23
  Pt Asset Management, Llc
  Chicago, IL
• 2021-02-26 → 2021-03-25
  Performance Trust Capital Partners, Llc
  Chicago, IL
• 2015-09-29 → 2019-05-30
  Invesco Advisers, Inc.
  Downers Grove, IL
  Atlanta, GA
• 2014-10-14 → 2015-08-31
  Edward Jones
  Maryland Heights, MO
  Barrington, IL
  Maryland Heights, MO

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-11