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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-01-13 |
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2018-03-22 |
| TX | RA | APPROVED | 2015-10-14 |
| CA | RA | APPROVED | 2015-10-09 |
Branch Locations
301 Tresser Blvd, Stamford, CT 06901 • United States
One Bryant Park Mlwm Executive Osj, New York, NY 10036 • United States
Stamford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/2015 | Present |
I*4564301 Entity Type: Entity Charitable Name of OBA: King School Address: Stamford, Connecticut, 06905 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Private School I would be on the School Board. I would not have a financial related role.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-06 |
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