Astute Evans

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2020
  Vanguard
  Charlotte, NC
• 08/2020 → 06/2024
  Facet Wealth
  Baltimore, MD
• 08/2015 → 08/2020
  Vanguard
  Charlotte, NC
• 06/2024 → Present
  Independent Advisor Alliance, Llc
  Charlotte, NC
• 09/2024 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2020-09-01 → 2024-06-04
  Facet
  West Palm Beach, FL
  Charlotte, NC
  Charlotte, NC
• 2016-12-13 → 2020-09-01
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

1 - 08/2024 - Blackbridge Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At Reported business location(s). 2- 09/24/2024 - INDEPENDENT ADVISOR ALLIANCE, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/31/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Gladstone Institutional Partners, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 10/09/2024 - Blackbridge Financial - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/31/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-02-10
• S65 Uniform Investment Adviser Law Examination
  2016-12-05

Designations

• Certified Financial Planner

Other Names

• Astute Sagacious Evans