Christian Pierce

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-02-23

NY RA
APPROVED

Since 2023-02-23

Branch Locations

Brooklyn, NY • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	06/2014	10/2017
William D. Gombatz	West Hartford	CT	12/2015	11/2016
Unemployed	Na	CT	11/2016	03/2017
Unemployed	Bristol	CT	11/2017	04/2018
Axa Advisors, Llc	New York	NY	04/2018	02/2019
E*Trade Securities Llc	New York	NY	04/2019	05/2019
E*Trade Capital Management Llc	New York	NY	04/2019	05/2019
Merrill Lynch, Pierce, Fenner, & Smith Incorporated	New York	NY	06/2019	12/2022
Fordham University	Bronx	NY	09/2018	06/2019
Bank Of America, N.A.	New York	NY	07/2019	12/2022
Farther Finance Advisors	Brooklyn	NY	02/2023	Present

06/2014 → 10/2017

Northwestern Mutual Life Insurance Company

Milwaukee, WI
12/2015 → 11/2016

William D. Gombatz

West Hartford, CT
11/2016 → 03/2017

Unemployed

Na, CT
11/2017 → 04/2018

Unemployed

Bristol, CT
04/2018 → 02/2019

Axa Advisors, Llc

New York, NY
04/2019 → 05/2019

E*Trade Securities Llc

New York, NY
04/2019 → 05/2019

E*Trade Capital Management Llc

New York, NY
06/2019 → 12/2022

Merrill Lynch, Pierce, Fenner, & Smith Incorporated

New York, NY
09/2018 → 06/2019

Fordham University

Bronx, NY
07/2019 → 12/2022

Bank Of America, N.A.

New York, NY
02/2023 → Present

Farther Finance Advisors

Brooklyn, NY

Previous Registrations

2019-07-16 → 2023-01-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

New York, NY
2019-04-16 → 2019-06-03

Harrisdirect Llc

New York, NY

Arlington, VA
2018-10-09 → 2019-03-05

Equitable Advisors, Llc

Stamford, CT

Stamford, CT

Stamford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-10

S66 Uniform Combined State Law Examination

2018-08-10

Other Names

Christian Anderson Pierce

View on SEC IAPD