Alexis M Trauger

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-09-23
TX	RA	APPROVED	2020-04-01
MN	RA	APPROVED	2019-01-14

CA RA
APPROVED

Since 2024-09-23
TX RA
APPROVED

Since 2020-04-01
MN RA
APPROVED

Since 2019-01-14

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

San Francisco, CA • United States

1331 North California Blvd. Suite 110, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	06/2014	01/2019
Creative Planning	Bloomington	MN	01/2019	Present

06/2014 → 01/2019

Ameriprise Financial Services, Inc.

Minneapolis, MN
01/2019 → Present

Creative Planning

Bloomington, MN

Previous Registrations

2015-10-29 → 2019-01-16

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

SwoonBox; Minneapolis, MN; not investment related; position - Artist; nature of business- Retail-arts and crafts; start date 11.1.2023; 4 hours per month/0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-29

S66 Uniform Combined State Law Examination

2015-10-29

Designations

Certified Financial Planner

Other Names

Alexis Trauger

View on SEC IAPD