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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| LA | RA | APPROVED | 2016-03-17 |
| CA | RA | APPROVED | 2013-12-17 |
Branch Locations
2800 28Th St, Suite #306, Santa Monica, CA 90405 • United States
2040 Main Street Suite 175, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Irvine | CA | 11/2011 | Present |
| Stratos Wealth Partners, Ltd | Irvine | CA | 12/2013 | Present |
1.02/06/2012; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Macomber Financial; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.09/26/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Partners; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.12/19/2013; (HYBRID) Stratos Wealth Partners / Stratos Wealth Partners; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 12/01/2013; hrs/mth; hrs during trading; Financial plans and advice for hourly and/or fixed fees 4.04/14/2014; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 5.03/13/2018; Woodleigh Houston, LLC; Real Estate Rental; Investment Related; 3821 Woodleigh St. Houston,TX; Start Date 02/26/2018; 0hrs/mth; 0hrs during trading 6.09/24/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Rooted Advisory Group; Investment Related; at Reported Business Location(s); Start Date 09/23/2019; 20hrs/mth; 20hrs during trading 7.09/25/2019; (Hybrid) Rooted Advisory Group; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 09/23/2019; 20hrs/mth; 20hrs during trading; IAr A. yes B. yes c. ok 8.06/12/2020; BGA Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/10/2020; 1hrs/mth; 0hrs during trading 9.09/16/2021; McKinney Residents LLC; Real Estate Rental; Investment Related; Houston,TX; Start Date 02/20/2019; 0hrs/mth; 0hrs during trading 10.04/28/2023; Dixon Wells / Vanbridge; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/21/2022; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-21 |
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