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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-23
LA RA APPROVED 2016-03-17
CA RA APPROVED 2013-12-17
  • TX RA
    APPROVED_RES
    Since 2016-03-23
  • LA RA
    APPROVED
    Since 2016-03-17
  • CA RA
    APPROVED
    Since 2013-12-17

Branch Locations

2800 28Th St, Suite #306, Santa Monica, CA 90405 • United States

2040 Main Street Suite 175, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Irvine CA 11/2011 Present
Stratos Wealth Partners, Ltd Irvine CA 12/2013 Present
Previous Registrations
Other Businesses

1.02/06/2012; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Macomber Financial; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.09/26/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Partners; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.12/19/2013; (HYBRID) Stratos Wealth Partners / Stratos Wealth Partners; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 12/01/2013; hrs/mth; hrs during trading; Financial plans and advice for hourly and/or fixed fees 4.04/14/2014; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 5.03/13/2018; Woodleigh Houston, LLC; Real Estate Rental; Investment Related; 3821 Woodleigh St. Houston,TX; Start Date 02/26/2018; 0hrs/mth; 0hrs during trading 6.09/24/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Rooted Advisory Group; Investment Related; at Reported Business Location(s); Start Date 09/23/2019; 20hrs/mth; 20hrs during trading 7.09/25/2019; (Hybrid) Rooted Advisory Group; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 09/23/2019; 20hrs/mth; 20hrs during trading; IAr A. yes B. yes c. ok 8.06/12/2020; BGA Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/10/2020; 1hrs/mth; 0hrs during trading 9.09/16/2021; McKinney Residents LLC; Real Estate Rental; Investment Related; Houston,TX; Start Date 02/20/2019; 0hrs/mth; 0hrs during trading 10.04/28/2023; Dixon Wells / Vanbridge; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/21/2022; 0hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-21
  • S66 Uniform Combined State Law Examination
    2007-09-21
Other Names
  • Craig Roberts Macomber

View on SEC IAPD

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