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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-19 |
| TX | RA | APPROVED | 2023-12-19 |
Branch Locations
425 N Martingale Rd Ste 200, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exemplar Financial Network | Crystal Lake | IL | 08/2015 | 04/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2016 | 04/2017 |
| Fraser Wealth Management | Woodstock | IL | 05/2017 | 12/2017 |
| Lpl Financial, Llc | Woodstock | IL | 06/2017 | 02/2021 |
| Fidelity Investments | Geneva | IL | 02/2021 | 11/2023 |
| Private Advisor Group | Morristown | NJ | 03/2022 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Woodstock | IL | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-23 |
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